| |
| MRO - Verification
Process |
|
|
| Important information
regarding the verification process |
RECEIVElab reports from the laboratory (as governed
by regulations)
lab reports for integrity, authenticity, false negatives,
and false positives.
lab results, including verification of lab positives
REPORT
lab results to employers (as defined by rules
and regulations.)
THIS
SECTION DEALS WITH THE
FUNCTIONS.
TOGETHER,
THESE ACTIVITIES ARE KNOWN AS THE
PROCESS!
The best summary
of the entire process is:
MEDICAL
REVIEW OFFICER MANUAL FOR FEDERAL WORKPLACE DRUG TESTING
PROGRAMS
Published and distributed
by Center For Substance Abuse Prevention
(A division of SAMHSA)
Copies available through CSAP "hotline" at 800-843-4971
MASTER THIS
PUBLICATION! ...and develop your own "flow chart"
to accommodate your system.
The following
review of the verification process is based heavily
on this publication; but is enhanced to include other
documents and guidance, the experience of the author
and other readers, and contains revisions required
by newer legislation and regulations.
A
FEW REMINDERS ARE IN ORDER:
- The laboratory
must report test results to the MRO by secure electronics
or by "hard copy."
- Test results
may not go through employer or third party administrator
to MRO.
- Both Negative
AND positive results must be reported to the MRO.
- Lab MUST
send the white "copy 2" of CCF to MRO on all results...
- if there
were flaw(s), the lab SHOULD also send the MFR
or Affidavit!
- Negative
results must be certified by lab official (stamp
AND initials or signature.)
- Positive
results must be signed by lab's "Certifying Scientist."
- If any
quantitative results
are given in the laboratory report, employer is
not entitled to such quantitative results and they
shall not be transmitted
by the MRO to the employer.
- Review
of negative results is called "Administrative
Review."
- the
review of negatives can be done by staff
trained and supervised by the MRO.
- Positive
results must be supported by signatures of BOTH
donor (CCF copy 4) AND certifying scientist (CCF
Copy 1.)
- Positive
results demands review of CCF for "fatal flaws."
Non fatal flaws can be corrected by use of signed
"Affidavit."
- (This
document is also known as an MFR or "Memorandum
for the Record")
- (See
the section on "collections"
to review the process of correcting CCF errors.)
CRITICAL
NOMENCLATURE:
- Review
of negative
results carries the simple nomenclature of "REVIEW."
- Review
of positive
results is a totally different process and is
referred to as "VERIFICATION."
VERIFICATION
SHOULD ALWAYS BEGIN WITH A REVIEW OF THE CCF--
OR AT LEAST A FAX COPY!
- If CCF
or a facsimile of it not available REQUEST IT
URGENTLY !!!
- The
rest of the verification process is "tentative
until the CCF is reviewed!
When
seeking a copy of the CCF, remember:
- The
lab copies (1-3) are useless because they contain
no donor information.
- The
Collectors copy (canary #6) is "crippled" because
it contains no donor phone numbers.
- Copy
4 (The MRO copy) is really what you need!
- The
donor copy (green #5) or Employer copy (blue #7)
will be a suitable compromise, however...
- Note
that going after copy 5 is equivalent to "asking
the fox for the chicken house report."
REVIEW:
WHO GETS THE SEVEN COPIES OF THE CCF?
|
COPY
# |
COLOR |
DISPOSITION |
| 1 |
WHITE |
TO
LAB... Stays with & documents primary specimen
(bottle A.) |
|
2 |
WHITE |
TO
LAB... Later "joins" pink copy after lab forwards
to MRO. |
|
3 |
WHITE |
TO
LAB... Stays with and documents Split Specimen
(bottle B.) |
|
4 |
PINK |
TO
MRO |
|
5 |
GREEN |
DONOR
COPY |
|
6 |
CANARY |
COLLECTION
SITE COPY |
|
7 |
BLUE |
TO
EMPLOYER |
Now, let's get to the
real work...
THE
ACTUAL "REVIEW"
~~ "VERIFICATION" PROCESS
INTERPRETATION
OF THE LAB RESULTS
| WHAT
THE MRO MUST MASTER: |
- The
pharmacology of the drugs being tested for.
- The
Cutoffs
published by SAMHSA or whoever is governing the
testing.
- The
Adulteration (and confounding) issues discussed
below.
- The
issues of Validity
and Unsuitability
- The
Medical Review Officer Guide referenced above.
- The
"About
Drugs of Abuse" pages posted on this website.
- Be
sure you can pass (and understand) the
Self Assessment
Quiz
This
is clickable from the homepage of this website.
| SPECIAL
RULES AND CONSIDERATIONS |
Although the
majority of substances in the testing system are straightforward,
there are special considerations and special
rules for Amphetamines and Opiates. These
will be covered in the following paragraphs.
Note that in addition to the screening and gc/ms confirmation
studies, the federal rules provide also for two additional
"verification" studies. They are 6-mono-amino-morphine
(6-AM), and Methamphetamine isomers!
SPECIAL
CONCERNS IN VERIFICATION OF OPIATE
POSITIVES!
THE
UGLY GENERAL RULE:
The MRO must
obtain "clinical evidence" in addition to a confirmed
positive
urine test before reporting
a test as verified "opiate positive"
THE DEFINITION OF
CLINICAL EVIDENCE:
- An
admission of unauthorized use of an opiate.
[Since
"clinical" includes both the history AND physical
exam]
- A
positive test for 6-AM.
[Since
6-AM is specific for heroin... and the results
are unequivocal.]
- Clear
findings compatible with opiate toxicity or
withdrawal
on physical exam
or face to face mental status examination.
HOW
TO IDENTIFY WHICH OPIATE THE DONOR HAS INGESTED?
Do
not be deceived by this simply worded heading.
Identifying
Opiates is a difficult and inexact science.
Here
are some simple rules that will help.
For details, consult your MRO manual(s).
-
Remember
that current testing can identify ONLY Morphine,
Codeine, Heroin, and Poppy seeds. (Not
kidding!)
-
The
cut-offs and rules are designed to eliminate
the innocent poppy seed user.
[As
a result, a few heroin addicts and/or Morphine/Codein
abusers get "excused" by the cut-offs and rules]
-
Codeine
metabolizes to Morphine!
-
Some
Codeine is excreted unchanged into the urine.
-
Codeine
is therefore found in the urine as both Codeine
AND Morphine (its metabolite.)
-
Morphine
never metabolizes to Codeine!
-
Remember
that the "synthetic opiates" are NOT identified
by current testing protocols.
[Hydrocodone,
Oxycodone, Dilaudid, Demerol, etc. do NOT metabolize
to Morphine.]
-
The
poppy seed claim can be "verified" using
the "quants." [There is seldom very much Codeine
in poppy seeds!]
-
Poppy
Seeds follow the "ElSohly Rule"... M/C>2.
-
This
means that the Morphine/Codeine ratio will
always be more than 2.
-
If
M/C is less than 2, this confirms a source of
Codeine OTHER THAN poppy seeds!
-
In
"real life," poppy seeds contain VERY LITTLE Codeine,
so M/C will be a 2 or even 3 digit number.
-
It
is extremely rare to see morphine quants above 2,000
ng/ML from poppy seed ingestion!
This
is why the opiate cutoff level was recently raised
from 300 to 2,000 ng/mL.
-
6-AM
[6-mono-acetyl-morphine] is specific for heroin...
but is low titre and volatile and often "missed."
-
Therefore
remember the following two facts about 6-AM:
-
A
positive 6-AM is unequivocal evidence of heroin
use... however,
-
A
negative 6-AM is meaningless... it does
NOT rule out heroin use!
-
Heroin
is Di-acetyl-Morphine. There is NO CODEINE
in heroin!
-
Furthermore,
Heroin does not metabolize to Codeine!
-
Most
heroin on the street today is quite "pure"... but
may (rarely) be "cut" or adulterated... even with
Codeine.
-
Expect
to see hi levels of morphine, and (maybe) 6-AM
but seldom Codeine in the urine of Heroin users.
-
If
Codeine is found in the urine of a heroin user,
it is an adulterant or was ingested separately!
IS
A PHYSICAL EXAM REQUIRED
BY THE RULES?
- Answer:
NO!
Nowhere in the regulations or guidance is it specified
that a face to face interview and/or exam MUST
be conducted whenever the finding of opiates in the
urine are still unexplained following the MRO's interview
and or evaluation of verification studies (quants
and 6-AM.)
- Given this
fact, and the ideas below, the alternative to ordering
an exam is to report all opiate positives to the
employer as "negative" unless the donor admits unauthorized
use of opiates or the 6-AM is positive.
- In some
quarters, this is "standard procedure."
IF
THE RULES REQUIRE CLINICAL EVIDENCE, THEN WHO SHOULD
HAVE AN EXAM?
-
As
of 1998, the new 2,000 ng. cut-offs will eliminate
many donors for whom this decision had to be made
in the past!
-
This
must be decided on a case-by-case basis using
the following facts & background:
-
Nationwide,
it seems to be a "fact of life" that the "yield"
from these exams is nearly zero.
-
This
means that it is extremely rare for these exams
to yield "clinical evidence."
-
The
higher the Morphine level, the more likely it
represents heroin use.
-
The
lower the Morphine level, the more likely it represents
poppy seed use.
-
Unfortunately,
to report these cases (opiate positive, 6-AM negative)
as "negative" without an exam is to allow a donor
to remain in a safety-sensitive position without
pursuing the (remote) possibility that an exam
might identify a donor with a serious substance
abuse problem.
A
GOOD "COMPROMISE POLICY" MIGHT BE:
-
If
the quants are high and the logistics are reasonable,
by all means, order an exam!
-
If
the quants are low and/or the logistics are prohibitive,
report the results as "negative."
LET'S
SAVE OUR BREATH AND OUR PAPER:
-
This
whole issue of verifying, interpreting, and reporting
of opiates is highly controversial!
-
A
further discussion is beyond the realm of this
work and shall not be attempted!
-
A
good and short summary of the face-to-face exam
for opiate positive donors follows below:
CLINICAL
EXAM FOR OPIATE POSITIVES
-from
H. Westley Clark, M.D., J.D., M.P.H.
SIGNS
AND SYMPTOMS OF OPIOID INTOXICATION:
Euphoria, Drowsiness, Respiratory Depression,
Constricted Pupils, Nausea
SIGNS
AND SYMPTOMS OF OPIOID OVERDOSE:
Slow and shallow breathing, Clammy skin,
Convulsions, Coma, Death
SIGNS
AND SYMPTOMS OF OPIOID WITHDRAWAL:
(Note: All withdrawal symptoms are parasympathetic)
Watery eyes, Runny nose, Yawning, Loss of
appetite, Irritability, Tremor, Panic, Cramps,
Nausea, Chills and sweating
PHYSICAL
SIGNS OF INJECTION DRUG USE:
-
Track
marks along veins:
-
Usually
in antecubital fossa. Men may hide on
lateral arm surface (if hairy) May be
obscured by tattoos. May be on legs, dorsal
feet, behind knees. May even be between
toes, dorsal penis, or other occult sites.
-
Signs
of recent needle injection sites:
-
If
good skin hygiene, poor chance of finding
pock marks or abcesses..... but may find
recent injection. If hygiene poor, may
find pock marks, abcesses, or chronic
induration over veins.
|
"UNAUTHORIZED"
USE OF OPIATES INCLUDES:
- Use
of illicit opiate substances.
- Unauthorized
use of prescription or medically dispensed opiates...
or
- Use
of opiates obtained in a foreign country without
valid U.S. prescription.
- "Authorized"
means a U.S. prescription in the donor's name!!!
- "SPOUSAL
USE" is no longer a legitimate excuse!
though many
MRO's are "conscientious objectors" to this
Federal guidance and do excuse donors for verified
"spousal" or "intra-family" use.
SPECIAL
NOTE:
- The
MRO may make a "blanket request" to lab for quantitative
levels on morphine & codeine.
- Quantitative
results for all other substances must be requested
in writing on a case by case basis.
- NOTE
that as of 12/1/98 a 6-AM assay will be done automatically
on any Opiate-positive specimen [above the new
cut-off of 2,000 ng/mL.]
SPECIAL
CONCERNS IN VERIFICATION OF AMPHETAMINE
POSITIVES!
NOMENCLATURE:
This is a special problem
with the amphetamines and is resolved by noting the
following:
- The
word "Amphetamine" refers to this entire class
of drugs.... however... be careful...
- There
is also a specific (sub-category) of substance
called "amphetamine."
- "methamphetamine"
is also a "sub category" of "Amphetamines."
BASIC
FACTS:
- The current
testing protocol identifies only two drugs
of abuse: amphetamine and d-methamphetamine.
- Methamphetamine
metabolizes to amphetamine.
- amphetamine
DOES NOT metabolize to methamphetamine in vivo!
- Authorized
testing in the current protocol includes ONLY:
amphetamine,
methamphetamine, and methamphetamine isomers.
- Do not
get confused: When you order "Amphetamine isomers,"
you get "methamphetamine isomers."
- If you're
still confused, resolve your confusion this way:
- Methamphetamine
is the only substance (in the "Amphetamine class")
for which an isomer assay is authorized.
- "Designer
drugs" [MDA, MDE, MDMA, etc.] even though Amphetamine
analogs, are not identified with current tests!
- In addition
to the isomers, there is an additional special
problem, i.e. "factitious methamphetamine:"
- "Factitious
methamphetamine" can be generated (from hi dose
ephedrine & possibly other sources) in the
gc chamber during confirmation.
- To
summarize the "fix" for this problem:
- A
positive methamphetamine requires at least 200
ng/mL of amphetamine!
- This
is IN ADDITION to the cut-off requirement of
500 ng/mL of methamphetamine!
- MRO's
must be familiar with this problem which can be
reviewed in the section on amphetamines.
- REMINDER:
The MRO should request D & L isomer analysis
on methamphetamine positives when the donor denies
methamphetamine use or claims Vick's Inhaler use!
DILUTE
SPECIMENS:
- New (1998)
have defined a new category of specimen called "SUBSTITUTED."
Criteria
for this category are:
Creatinine
is < or = 5.0 AND pH < or = 1.001
Creatinine is <
or = 5.0 AND pH > or = 1.020
These can
be thought of as "super dilute"
Such specimens are
"not consistent with human
urine"...
and this
nomenclature will be included in the report from
the lab on such specimens!
- The older
category of "DILUTE" will
now have the following criteria:
Specific
gravity between 1.001 and 1.003 AND
Creatinine less than 20 mg%.
The MRO will report
these as "Negative and dilute" OR "Positive and
dilute."
Employer may require
donor to provide subsequent specimen under direct
observation.
(NOT NOW,
BUT on the next occasion that employee "comes
due."
A dilute
specimen is not "reasonable suspicion" to require
another specimen.
- A
negative result is valid, even if dilute!
UNSUITABLE
SPECIMENS: ("unexplained" VS. "explainable")
- Interfering
agents -- e.g. Non steroidal anti-inflammatory prescriptions,
metronidazole, ciprofloxin or others.
- The term
"unsuitable" is applied when a valid immunoassay
result is not achieved (abnormal high or low readings)
or pH out of normal range, but the presence of adulterants
is not substantiated.
- Interfering
agents, e.g. NSAID's, metronidazole, ciprofloxin
or others, might occasionally explain the unsuitability.
- MRO
ACTION: Discuss with lab's chief scientist.
Contact donor and inform that specimen was unsuitable.
Ask especially about NSAID's or other explanations.
- If no
explanation, MRO reports final result of
"UNSUITABLE."
inform donor and employer
that another specimen will be collected under direct
observation.
- If there
is an acceptable explanation for the unsuitability,
the MRO reports the result of "CANCELED"
ADULTERATED
SPECIMENS:
This paragraph
has been replaced by the newer and more complete section
which will follow below:
|
TEST
BUSTING 101: IN FOUR PARTS |
At the risk of "helping"
the drug abusers who monitor this website, we present:
A
brief summary of the four methods of circumventing the
testing process:
- DILUTION:
A prevailing "motto" among "test busters" is "The
solution to polution is dilution."
Physiologic
dilution is the basis of the most common types
of commercial "test busters." Most of them work
not because of their "active ingredient," but rather
because of the accompanying directions to force fluids.
Surreptitious dilution
refers to the act of "dipping" to dilute one's specimen
with toilet water... or "sneaking" an aliquot of water
into the collection area and adding it to one's specimen.
- SUBSTITUTION:
There are two common means for a donor to present
a "substituted" specimen.
Dipping:
Refers to procuring one's specimen from the toiled
bowl. With the 1998 rules revision, these specimens
will almost invariably be identified by the lab and
reported as "Substituted ~ Refusal to Test."
"Fictitious Urine:"
In this method, the donor purchases a commercial "clean
urine" product or procures a "substitute specimen"
from a co-operating" non drug user and presents this
in lieu of his/her own urine.
- ADULTERATION
involves the donor's addition of a "confounding" substance
to his/her urine specimen. Such substances can
be purchased commercially, or may be common household
chemicals. [See the section below on adulteration.]
- SPECIMEN
THEFT: To "steal" one's specimen
while the collector's back is turned [or otherwise
prevent the specimen from getting to the laboratory]
is probably the boldest and most malicious means of
"beating" a drug test... and yet it is the most effective!
- Many "commercial"
adulterants are marketed... especially to the "Marijuana
community."
- These
are affectionately called "test busters" or "test
beaters."
- Some work...
some are hoaxes!
- The table
below will list some common adulterants both "home
made" and "commercial"
TRADE
OR HOUSEHOLD NAME
|
ACTIVE
INGREDIENT
|
MECHANISM
|
REMARKS
|
| Glutaraldehyde |
Glutaraldehyde |
Binds
proteins in I/A |
Labs
all "wise" to this |
| UrinAid |
Gludaraldehyde |
" |
" |
| Mary
Jane Super-Clean 13 |
Clear
liquid soap |
" |
" |
| Urine
Luck |
Pyridinium
chlorochromate |
Oxidizes
THC metabolites |
Affects
both I/A and gc/ms |
| Klear |
Potassium
Nitrite |
Oxidizes
THC metabolites |
Affects
both I/A and gc/ms |
| Joy
&
other clear liquid soaps |
" |
" |
" |
| Visine |
Surfactant
(?) |
" |
|
| Bleach |
H+Cl- |
Lowers
pH to disable I/A |
|
| Salt |
Salt |
Distorts
I/A readings |
|
| Vinegar |
Acetic
Acid |
Distorts
I/A readings |
|
| Body
Flush |
Seeking
info |
"Dilution"
principle! |
Probably
a hoax |
| Whizzies |
Sodium
Nitrite |
" |
" |
| Powdered
Urine |
None |
Substitution
principle |
This
is "collector issue." |
| Soda
[Mt. Dew /Pepsi, etc.] |
Carbonic
acid (?) |
Lowers
pH to distort I/A |
Other
parameters "pass." |
| Golden
Seal (tea) |
Probably
none |
"Dilution"
principle! |
Probably
a hoax |
| Herbal
Klean Master Tea |
Probably
none |
" |
" |
| Test-Free
(Zydot Unlimited) |
Probably
none |
" |
" |
|
|
|
|
|
|
|
|
READERS...!!!
Please help us complete and maintain this table of
adulterants.
MRO
ACTION is required for substituted, adulterated and
unsuitable results!
-
Forensically
validatable "adulterated" results are reported
as "Refusal to test!"
-
"New"
(1998) result of "substituted" is also reported
as "Refusal to test!"
-
These
have almost the same impact of a "positive" test
PLUS the implication of "donor deception" by attempting
to circumvent the testing process!
-
The
lab does not perform drug tests if they find adulteration
or substitution, so there are no actual "results,"
however
-
Both
of these "Refusal to test " results indicate "cheating"
and are forensically defensible!
-
These
donors "lose" their right to a "bottle B" retest.
-
The
MRO is NOT required to conduct an interview
with these donors since:
-
There
are no possible "legitimate explanations" for
these results... and
-
There
are no "rights to preserve" or advise the donor
of!
-
"Explained
unsuitables" are reported as "canceled"
-
"Unexplained
unsuitables" are reported as "Unsuitable"
These
require a new witnessed collection!
SOME
"OPTIONAL" TRICKS FOR THE "ADVANCED:" (For "Unsuitables")
In cooperation
with your lab's certifying scientist, there are two
options to pursue with unsuitable specimens:
As "background"
- Remember
that adulteration is always a primary suspicion
when trying to "identify" what is causing unsuitability!
- Remember
that unsuitability implies that the lab cannot
identify an adulterant, but includes adulteration
in the list of possible explanations.
- An MRO
interview might occasionally reveal an "interfering"
medication; but usually will leave the issue unresolved.
THE
OPTIONS ARE:
- The first
option is to try a different immunoassay.
- This
option is available in all programs, including
those which are federally regulated!
- RIA
is the "most rugged" but not always available.
- There
are others! Check with your certifying scientist!
- The second
option is to proceed directly to a gc/ms assay.
- This
option is "against the rules" in federally
regulated programs.
- This
option is expensive and requires "guessing"
at which substances to test for!
- In unregulated
testing, there is nothing (other than expense)
to preclude the MRO and Certifying Scientist from
employing the strategy of proceeding sequentially
through gc/ms assays for each of the various substances
... expecting to find what the donor was trying
to "hide" by adulterating the specimen.
DILUTE
SPECIMENS: WHAT ACTION TO TAKE!
-
As
emphasized elsewhere, Dilute specimens are valid
under DOT rules!
-
"Negative-dilute"
specimens become part of the donor's record and
suffice for assignment to safety sensitive duty!
-
The
rules do not require a retest... but give
the employer the option to witness the next collection.
-
Individual
company policies (even if governed by DOT) may
write stricter policies... i.e.
-
To
require another collection in the event of a "dilute"
report may be justified by a recent study:
-
MEDTOX
STUDY: 7,700 specimens were studied over 18
months.
-
Dilution
was DOT definition, i.e. Sp.Gr. < 1.003
AND Creatinine < 20 mg.%.
-
Fact
one: Dilute specimen submissions over the
18 months increased from 3.2% to 4.6%.
- Fact
two: 9.1%
of the dilute specimens contained detectable cocaine
or marijuana!
-
This
confirms the wisdom of companies who require "re-collection"
and "retesting" of donors with "dilute" results.
CAVEAT:
Because
Federal rules do not authorize such re-collections
and "repeat tests," DOT regulated companies, must
carry out such re-collections & tests on NON
FEDERAL CCF's and protocols unless and until Federal
rules are changed to require such retesting!
|
INTERVIEW
WITH "LAB POSITIVE" DONOR: |
THE
PRIMARY PURPOSE OF THE MRO/DONOR INTERVIEW
is to determine if there is an alternative (legal) explanation
for the urine test results.
|
THE
ACTUAL MRO/DONOR INTERVIEW: |
- We recommend
using a check list for this interview --
- The check
list also becomes part of the record.
Click
here to
review a sample MRO Interview Check List
To learn
the Interview technology, the best means is to
study the check list!
There are no short-cuts
or "tricks."
CRITICAL
REMINDERS:
The MRO must inform
the donor of the "limits of confidentiality"
in the medical interview.
- Limit
One is that the donor's report must be released
(confidentially) to the designated employer representative.
- Limit
Two is that the immediate supervisor will almost
invariably be told of the reason for any action
taken.
- Reassure
donor that the results are not released to law
enforcement or courts.
- Reassure
donor that the results are NOT released (by name)
to the DOT.
- If a
CDL holder, reassure donor that no one has the
authority to "take away" his/her CDL.
- Reassure
donor that neither the MRO or the employer may
release the test results without the express written
consent of the donor.
The MRO
may disclose medical information (without donor
consent) if:
- Donor
may be medically unqualified under D.O.T. standards....or
- Donor
may present a serious danger to public safety
based on information provided.
|
FINAL
CATEGORIES OF RESULTS: |
| As
of September 28, 1998 ...as a result of SAHMSA
document PD #035, and corroborating guidance
from DOT, the categories and nomenclature of
test results have been re-defined and are as
below. |
THE
SEVEN RESULTS CATEGORIES: (They
will be "recited" here... and then defined and explained)
- Negative
- Positive
- Non
Contact Positive
- Unsuitable
- Canceled
- Refusal
to Test ~ Substituted
- Refusal
to Test ~ Adulterated
"NEGATIVE"
TEST: (SELF EXPLANATORY!)
The review
done here by the MRO (or delegated to MRO staff)
is called an "administrative Review." It is,
however, an IMPORTANT review, because some "lab
negative" tests will be INVALID tests or FALSE
NEGATIVES! |
"POSITIVE"
TEST: (NOT
SELF EXPLANATORY!)
The result of "positive" can be declared ONLY
after a long & intense verification process
requiring time and expertise!
The
nomenclature summary of this process is:
Screening
>>>>>>>>>>> "presumptive lab positive"
GC/MS
Confirmation >>>>>>>>>>> "lab positive"
Verification
>>>>>>>>>>>>>>>>> "MRO positive"
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"NON-CONTACT
POSITIVE" AND "UNSUITABLE" RESULTS:
These
categories are defined in the preceding sections!
"CANCELED"
TEST
is reported in the following cases:
- Primary
specimen ("Bottle A") is found to be "unsuitable."
UNSUITABLE SPECIMEN = (suspected but not proven
adulteration) This may be due to an "explainable"
cause such as NSAID's etc.
- Split
specimen is found to be "unsuitable" AND a
retest is requested.
- Uncorrected
or uncorrectable "fatal flaw" occurs on C.O.C.
form.
- Test
results are felt to be "scientifically insufficient"
-- for whatever reason.
- Split
specimen ("bottle B") is not available for
testing AND a retest is requested.
- Split
specimen is found to be not adequate (insufficient
volume) for testing AND a retest is requested.
- Retest
results (Bottle B) do not confirm initial
results (Bottle A.)
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IMPLICATIONS
OF A "CANCELED TEST." (Is
a re-test called for?)
- The
word "canceled" does not always mean the donor
is "off the hook!"
- Each
situation calls for it's own course of action
.... and some MRO judgment!
- The
following is a summary of what DOT requires:
(referring to numbers above)
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MRO
ACTION REQUIRED BY A "CANCELED TEST:"
[Numbers refer to nubered list above]
- 1
& 2. Although a specimen unsuitable for
"explainable" cause requires no action and
the donor may be left "off the hook," any
unexplained unsuitable specimen requires
a re-test with a WITNESSED COLLECTION!
- 3.
Every attempt should be made to correct a
correctable flaw on the C.O.C. form before
declaring the test "canceled." If the flaw
is uncorrectable, the MRO may declare the
test "canceled" without further action, leaving
the donor "off the hook" (except for those
cases where a "negative" test is called for*)
- 4
thru 7. In each of these cases, the MRO may
declare a test "canceled" without further
action. Again, the donor is "off the hook"
(except for those cases where a "negative"
test is called for*)
*In
cases of pre-employment, return to duty, and
follow-up drug testing, drug testing, a test
which is declared "canceled" will have to
be repeated because of the DOT requirement
for a NEGATIVE TEST!
Although
some employers have a policy of responding
to all "canceled" tests with a re-test.
As explained above, this may be a wise policy,
but they are NOT doing so because federal
rules require it!
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"ADULTERATED"
SPECIMEN:
New
1998 Definitions of "Adulterated" are:
- Lab
finds Nitrite > 500 micrograms/mL
- Lab
finds pH < or = 3.0
- Lab
finds pH > or = 11.0
- Lab
finds a biologically normal substance in a
biologically ABNORMAL concentration.
Lab finds a definite
(defensible) adulterant!
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"SUBSTITUTED"
SPECIMEN:
THIS IS A OF RESULT (1998)
A specimen is "substituted" if:
- Creatinine
is < or = 5.0 AND pH < or = 1.001
- Creatinine
is < or = 5.0 AND pH > or = 1.020
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- Such
results are described as "not
consistent with human urine" and...
- This
terminology must appear in both the lab report
and the MRO's report!
IF A SPECIMEN IS ADULTERATED
OR SUBSTITUTED, The
new (1998) guidelines give the following directives:
- "Quants"
for validity tests will not be routinely reported,
but may be forwarded to MRO upon request.
- The donor
no longer has the right to a Split Specimen (Bottle
B) retest!
- The lab
shall NOT report the test as "negative"
- The lab
shall NOT report the test as "positive" even though
the lab may proceed with testing of the specimen
(for internal or scientific reasons.)
- As will
be seen, these specimens are reported to employers
as a "refusal to test" ...which has the impact of
a "positive" test PLUS the additional implication
of "donor deception" in attempting to circumvent
the testing process!
- There
is NO REQUIREMENT for the MRO to interview these
donors... however,
- Some
employers are "balking" at the responsibility
of being the first person to advise the donor
of his/her results.
- In general,
employers do not understand the meaning of
these results, and more education is needed!
- For
these reasons, it is not only courteous, but often
necessary to interview these donors. [It's also
interesting!]
- If the
MRO decides NOT to interview these donors, there
probably should be an assertion to that effect
in the report to the employer, even though not
required by the rules!
e.g.:
"Regulations no longer require
the MRO to interview donors with this test result.
Consequently, the MRO may MAY NOT HAVE done so
prior to releasing this report."
TWO
MORE CRITICAL REMINDERS:
- To
Verify and report a positive
opiate result,
there must be CLINICAL
EVIDENCE of abuse!
- For
ALL Positive results,
VERIFICATION IS
NECESSARY!
- 90%
of the MRO's time, energy, and expertise will
be used in the VERIFICATION process. This is the
function which requires "art," the skills and
the mind-set that only an experienced physician
can best bring to bear!
ANOTHER
"CAVEAT" ABOUT NOMENCLATURE:
- CONFIRMATION
is the term used for the laboratory procedure
of using gc/ms studies to confirm that a positive
immunoassay was truly positive
- VERIFICATION
is the term used to describe the function
of the MRO in reviewing the lab results, interviewing
the donor, and interpreting all available bioinformation
to VERIFY that a positive test truly indicates substance
abuse!
Use
these terms correctly,..... or expect possible misunderstandings!
CONFIRMATION
occurs in the laboratory..... VERIFICATION
is carried out by the MRO
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FORMAL
VERIFICATION OF TEST RESULTS: |
- Documentation
of Verification is required for BOTH NEGATIVE
AND POSITIVE results:
- MRO
MUST SIGN verification statement at bottom of CCF
form on ALL VERIFIED POSITIVES!
- MRO or
MRO-trained delegated
staff must sign MRO verification statement on
CCF on all NEGATIVES!
REPORTING
VERIFIED RESULTS TO EMPLOYER
is
covered in detail in a separate section.
To
review this material, navigate to the section
called
Reporting
Results to Employers |
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RE-TESTING
FOLLOWING A POSITIVE TEST: |
NOMENCLATURE:
In
most federally regulated testing programs, split specimens
are collected, but (at the option of employers) there
are some government agencies [e.g. RSPA and the U.S.
Coast Guard] and some companies whose employee-donors
(even though given the right to a re-test in the event
of a positive test) do not collect "split specimens."
In these cases the "re-test" is done on the primary
specimen, "bottle A." Although this
author has not experienced any problems with this
nomenclature, some professionals in the DFW field
seem to think there are nomenclature problems.
Therefore, consider the following:
-
A
"bottle B re-test is the re-test authorized to the
donor in "split specimen" testing.
-
A
"bottle A re-test" exercises the same donor right
in a testing program where there are no split specimens.
-
A
"re-test" (with no "bottle" specified) refers to
the donor's right to "challenge" the lab following
a positive test... referring to one of the two systems
above.
-
"Re-test"
never means collecting another specimen
and sending it for testing as a means of re-evaluating
the donor's compliance with the Drug Free Workplace
rules. No such rights have ever been defined
in any regulations anywhere at any time!
REPORTING
SEQUENCE: This is
"rule one"
- The donor's
right to a "re-test" must never be construed or
carried out as a means to "buy time" before the
verified "positive" report is forwarded to the employer!
- The
MRO must not withhold the "positive" report from
the employer pending a re-test!
- The
donor must be removed from safety-sensitive duty
while awaiting the re-test results.
- In those
RARE cases where the re-test fails to confirm:
- MRO
will pronounce "canceled test" and
- The
employer must re-instate donor!
THE
SEQUENCE IS:
Screen > Confirm > Verify > REPORT > [Retest]
[Donor must be removed from safety-sensitive
duty during the retest process!]
Some critical reminders:
- "Bottle
A" is property of employer!
- "Bottle
B" is the property of the donor!
- If not
mandated by regulation, whether to collect split
specimens is the decision of the employer!
- The donor
has 72 hours to request a "bottle B" re-test.
(or Bottle A if not a split collection)
(72 hours from the time
donor is notified that Bottle A is positive -- and
for which substance)
EXCEPTION:
Pipeline and Aviation employees have 60 days to
make request!
NOTE: In the
"real world" MRO's are often "lenient" regarding
this waiting period... if for no other reason, because
there is concern regarding a "refusal" to order
a re-test when requested.
- The request
must be made through the MRO.
- The donor's
request DOES NOT HAVE TO BE IN WRITING ..... however....
The MRO must "relay"
the request IN WRITING!
(Staff may be trained
for this!) (Currently, a fax or electronic request
is thought to be just fine!)
- Employer
MAY (usually does) insist that the donor pay for
the cost of re-testing!
Remember that this is a gc/ms test and costs about
$100 or more.
- 1997 guidance
from DOT falls short of "requiring" employer to
pay for Bottle B test, but states clearly that the
employer's refusal to pay should never be the reason
a donor was denied his right to a Bottle B re-test.
- Re-testing
must be done in a different lab... which
must also be SAMHSA certified.
- Cutoffs
do not apply to a "Bottle B" re-test... or a
"Bottle A" (single specimen) Re-test!
The rule on re-tests is: "If ANY analyte
is found, the test is confirmed positive."
The "testing protocol" calls for testing at the LOD.
(limit of detection)
- If the
"re-test" does "re-confirm" the metabolite found
in the primary specimen, the MRO must notify
both the donor and employer... regardless of
who has paid for the re-testing.
- IF
THE "RE-TEST DOES NOT "RE-CONFIRM" for
the metabolite found in the primary specimen:
- The
MRO reports a "canceled"
test!
- Although
extremely rare and unlikely, this always causes
MAJOR UPHEAVAL!
- Be ready
to exercise your very best "damage control skills."
- Any
failure to reconfirm must be reported to the donor,
the Employer, and the DOT regardless of who paid
for the test.
-
CANCELED
TEST" will also be reported if:
- Split
specimen ("bottle B") is not available for testing
- Split
specimen is not adequate for testing..... or
- Split
specimen is untestable. [See "page" entitled "About
the MRO" for full dissertation on "Cancelled"
tests]
SPECIAL
(Test Question?) SITUATION:
What does the lab do when they notice that no "Bottle
B" has been submitted?
The
answer to this question is not a judgment call or
matter of MRO opinion! Clear guidance has been
issued to the laboratories that when bottle A is submitted
and suitable for testing, they are not to mention
the absence of a "bottle b" or call it to anyone's
attention. The lab will proceed to
test bottle A and report their findings as usual.
It is only if and when the MRO notifies the lab that
a donor has requested a "bottle b" re-test, (after
his interview with the MRO) that the lab "announces"
that there is NO BOTTLE B!
This does happen occasionally; and, unfortunately,
it often happens AFTER the MRO has already reported
the "positive" result to the employer! The MRO
then must notify the employer that the report must
be "ammended" to "canceled" because of technical
reasons. Once again, we have a situation that
causes major upheaval and the need for damage control,
because:
-
The
employer has already been told what substance
the lab found!
-
Quite
possibly the donor may have been fired already...
and now must be reinstated!
-
The
employer's trust in the testing system may be
eroded by such an event
WHAT
THE MRO SHOULD KEEP
- MRO copy
(pink) of Custody and Control form.
- LAB copy
(white) of Custody and Control form.
- Medical
(donor) interview
documentation.
- Documentation
of Verification "punch
list" including any verification contacts
(physician, pharmacy, hospital, etc.)
- Documentation
of employer notification.
- Documentation
of "final verification" of results.
- This
would be either the signed MRO certification statement
at bottom of pink CCF) or...
- It's
equivalent in a letter or proprietary document.
HOW
LONG MUST THE DOCUMENTS BE KEPT?:
- Five
years for positive results!
- One year
for negative results.
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POST-REHAB
OR "FOLLOW-UP" TESTING: |
Click
here to view "Management of Verified Positives"
NEW
RULES For post-treatment
"Relapse Prevention" Programs:
- The MRO
no longer assists employer in determining schedule
of unannounced testing for employees returned to
duty following rehabilitation. THIS IS NOW SAP FUNCTION!
- Documentation
must be kept on file for EACH AND EVERY follow-up
and RTD test result.
Follow-up testing is
in addition to employee being in random pool!
COMMON
MRO ERRORS
-
Inappropriate
"Downgrades" of Positives
-
Inadequate
Documentation of Medical Interview (with
donor)
-
"Blanket
authorization" for Quantitative levels
-
Notification
of Employer before donor contact completed
-
MRO
not identified on custody and control
form
-
Results
not transmitted to MRO
-
No
Administrative review of results
-
Dilute
specimens canceled; Re-collections ordered.
-
Dilute
specimens are valid!
-
"Poppyseed"
claim not verified or "challenged" resulting
in "false negative" report!
-
No
"CLINICAL EVIDENCE" documented for Opiate
verifications.
-
No
follow-up testing documentation on RTD
employees
-
Inappropriate
handling of "Split" or "Reanalysis"
request
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| Many
"Flow Sheets" "Decision Trees" are available
-- M.R.O. Course handouts are good; but the
best one will be the one you make for yourself
and your staff based on your own experience
and your way of training and delegating in
your organization. |
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