~~
THE RE-TESTING PROCESS ~~
["Bottle
B" testing]
|
REVIEW
OF THE RULES FOR RE-TESTING: |
NOMENCLATURE:
In
most federally regulated testing programs, split specimens
are collected, but (at the option of employers) there
are some companies whose employee-donors (even though
given the right to a re-test in the event of a positive
test) do not collect "split specimens." In these
cases the "re-test" is done on the primary specimen,
"bottle A." Although this author has
not experienced any problems with this nomenclature,
some professionals in the DFW field seem to think there
are nomenclature problems. Therefore, consider
the following:
-
A
"bottle B re-test is the re-test authorized to the
donor in "split specimen" testing.
-
A
"bottle A re-test" exercises the same donor right
in a testing program where there are no split specimens.
-
A
"re-test" (with no "bottle" specified) refers to the
donor's right to "challenge" the lab following a positive
test... referring to one of the two systems above.
-
"Re-test"
never means collecting another specimen
and sending it for testing as a means of re-evaluating
the donor's compliance with the Drug Free Workplace
rules. No such rights have ever been defined
in any regulations anywhere at any time!
REPORTING
SEQUENCE: THIS IS "RULE ONE"
- The donor's
right to a "re-test" must never be construed or carried
out as a means to "buy time" before the verified "positive"
report is forwarded to the employer!
- The
MRO must not withhold the "positive" report from the
employer pending a re-test!
- The
donor must be removed from safety-sensitive duty while
awaiting the re-test results.
- In those
RARE cases where the re-test fails to confirm:
- MRO will
pronounce "canceled test" and
- The employer
must re-instate donor!
THE
SEQUENCE IS:
Screen > Confirm > Verify > REPORT > [Retest]
[Donor must be removed from safety-sensitive
duty during the retest process!]
Some critical reminders:
- "Bottle
A" is property of employer!
- "Bottle
B" is the property of the donor!
- If not mandated
by regulation, whether to collect split specimens
is the decision of the employer!
- The donor
has 72 hours to request a "bottle B" re-test.
(or Bottle A if not a split collection)
(72 hours from the time
donor is notified that Bottle A is positive -- and for
which substance)
EXCEPTION:
Pipeline and Aviation employees have 60 days to make
request!
NOTE: In the "real
world" MRO's are often "lenient" regarding this waiting
period... if for no other reason, because there is
concern regarding a "refusal" to order a re-test when
requested.
- The request
must be made through the MRO.
- The donor's
request DOES NOT HAVE TO BE IN WRITING ..... however....
The MRO must "relay"
the request IN WRITING!
(Staff may be trained for
this!) (Currently, a fax or electronic request is thought
to be just fine!)
- Employer
MAY (usually does) insist that the donor pay for the
cost of re-testing!
Remember that this is a gc/ms test and costs about
$100 or more.
- 1997 guidance
from DOT falls short of "requiring" employer to pay
for Bottle B test, but states clearly that the employer's
refusal to pay should never be the reason a donor
was denied his right to a Bottle B re-test.
- Re-testing
must be done in a different lab... which must
also be SAMHSA certified.
- Cutoffs
do not apply
to a "Bottle B" re-test... or a "Bottle A" (single
specimen) Re-test!
The rule on re-tests is: "If ANY analyte
is found, the test is confirmed positive."
The cutoff is known as the LOD (limit of detection)
- If the "re-test"
does "re-confirm" the metabolite found in the primary
specimen, the MRO must notify both the donor and
employer... regardless of who has paid for the
re-testing.
- IF
THE "RE-TEST DOES NOT "RE-CONFIRM" for
the metabolite found in the primary specimen:
- The MRO
reports a "canceled"
test!
- Although
extremely rare and unlikely, this always causes
MAJOR UPHEAVAL!
- Be ready
to exercise your very best "damage control skills."
- Any failure
to reconfirm must be reported to the donor, the
Employer, and the DOT regardless of who paid for
the test.
-
CANCELED
TEST" will also be reported if:
- Split
specimen ("bottle B") is not available for testing
- Split
specimen is not adequate for testing..... or
- Split
specimen is untestable. [See "page" entitled "About
the MRO" for full dissertation on "Cancelled" tests]
SPECIAL
(Test Question?) SITUATION:
What does the lab do when they notice that no "Bottle
B" has been submitted?
The
answer to this question is not a judgment call or matter
of MRO opinion! Clear guidance has been issued
to the laboratories that when bottle A is submitted
and suitable for testing, they are not to mention
the absence of a "bottle b" or call it to anyone's attention.
The lab will proceed to test bottle A and report their
findings as usual. It is only if and when
the MRO notifies the lab that a donor has requested
a "bottle b" re-test, (after his interview with the
MRO) that the lab "announces" that there is NO BOTTLE
B! This does happen occasionally;
and, unfortunately, it often happens AFTER the MRO has
already reported the "positive" result to the employer!
The MRO then must notify the employer that the report
must be "ammended" to "canceled" because of technical
reasons. Once again, we have a situation that
causes major upheaval and the need for damage control,
because:
-
The
employer has already been told what substance the
lab found!
-
Quite
possibly the donor may have been fired already...
and now must be reinstated!
The
employer's trust in the testing system may be eroded
by such an event
In September
1998, HHS issued PD #035 which addresses the issues
of adulteration and substitution of specimens and calls
for a change in the Nomenclature and Mechanics of reporting
test results.
Due
to the changes mandated by DOT's PD #O35 the following
preliminaries must be reviewed and understood before
memorizing the new reporting nomenclature and mechanics:
PRELIMINARIES:
1.
Definitions: A specimen is DILUTE
if the creatinine is < 20mg/dL AND Sp. Gr. < 1.003
SUBSTITUTED
if the creatinine is </= 5 mg/dL AND Sp.Gr. </=
1.001 OR >/= 1.020
ADULTERATED
if nitrite < 500 micrograms/mL
ADULTERATED
if pH is </=3 OR >/= 11 2.
Reporting Mechanics As
always, reports submitted via the CCF will use the mechanics
(in steps 7 and 8) of check-box options and a remarks
field. As will be seen below, the new guidance calls for
somewhat new nomenclature, and a more thoroughly and completely
defined set of options for reporting.3.
Reporting Options Although
the new 1998 guidelines define the reporting process by
reference to the check box options and remarkes field
of the CCF, the rules do allow for other methods of reporting,
including "proprietary layouts" or letters. It seems self
evident to say that reports which do not utilize the actual
CCF must, nevertheless, contain all the information defined
in the guidelines.RE-TEST
REPORTS FROM LAB TO MRO REPORTS
FROM THE LAB TO THE MRO MUST INCLUDE:
- That the
controlled substances test being reported was in accordance
with 49-CFR-part 40
- The name
of the laboratory performing the test
- The accession
number (or specimen ID number)
- The SSN
or other unique valid ID number for the donor.
- [Remember
that the lab is "blind" to donor ID]
- The type
of test indicated on the custody and control form
(i.e. random, post-accident, etc.)
- The date
and location of the test collection.
- The date
on which the tests were performed.
- The identities
of the persons or entities performing the collection,
analysis of the specimens and serving as the MRO for
the specific test.
- The results
of each controlled substances test.
- The confirmed
results of each positive test - and the identification
of those illegal substances for which the test is
positive.... wherein the term "confirmed" indicates
that the laboratory has confirmed the positive test
using GC/MS studies...
- If any QUANTITATIVE
RESULTS are given in the laboratory
report, employer is not authorized to receive such
quantitative results and they should NOT
BE TRANSMITTED BY THE MRO TO THE EMPLOYER. (Except
in the case of contested results or litigation etc.)
FOR
SPLIT ("BOTTLE B") SPECIMENS
Note that "Laboratory
B" is expected to carry out "Validity Studies" on a
"Bottle B Referral"
just as they
would on a primary specimen.
NOTE
NEW LAYOUT OF STEP 7 OF COPY 3 OF CCF.
Copy 3, is
the copy designated for reporting BOTTLE B, the
"split specimen."
The lab reports
the results to the MRO using "Step 7" of Copy 3 of the
Chain of Custody form. Chain of custody forms will be
printed so as to show the following "check box" options
in Step 7 of Copy 3... as well as a remarks field. If
results are displayed or transmitted by means other
than the CCF, all of the reporting data must be displayed.
Result
Check Boxes will be: Reconfirmed, Failed to
reconfirm, and Test not performed
Drug(s)
or Metabolite(s) Check boxes are: Amphetamines,
Amphetamine, Methamphetamine,
Cocaine, Marijuana,
Opiates, Codeine, Morphine, and PCP
NOMENCLATURE AND MECHANICS
OF REPORTING FOR
SPLIT SPECIMEN ("BOTTLE B")
Using the check
boxes and "Remarks" blank in Step 7 copy 3 of the CCF,
the lab will forward test results to the MRO as one
of the following options:
| RESULTS
CHECK BOX |
DRUG
CHECK BOX |
REMARKS
FIELD: |
| 1.
Reconfirmed |
Name of
Drug(s) |
|
| 2.
Failed to reconfirm |
Name of
Drug(s) |
Drug/metabolite
not detected |
| 3.
Failed to reconfirm |
Name of
Drug(s) |
Specimen
Adulterated:
Nitrite > 500 micrograms/ml |
| 4.
Failed to reconfirm |
Name of
Drug(s) |
Specimen
Adulterated:
pH out of range |
| 5.
Failed to reconfirm |
Name of
Drug(s) |
Specimen
Adulterated:
[specify Adulterant]
detected. |
| 6.
Failed to reconfirm |
Name of
Drug(s) |
Specimen
Substituted: Not consistent with normal human urine |
| 7.
Test Not Performed |
|
Fatal
Flaw (with flaw stated) |
| 8.
Test Not Performed |
|
Uncorrected
Flaw (withflaw stated) |
| 9.
Test Not Performed |
|
Specimen
Unsuitable: Cannot obtain valid confirmatory test
result |
| 10.
Test Not Performed |
|
Insufficient
specimen volume |
MRO DOES
REVIEW AND VERIFICATION OF LAB RESULTS
Click
here to review the VERIFICATION process.
[This is strictly
an MRO function and requires "mastery" of this section]
Following the
MRO's review and Verification of the test results, come
the...
REPORTS
FROM MRO TO EMPLOYER
LAB REPORTS
FROM MRO TO EMPLOYER MUST INCLUDE:
- That the
controlled substances test being reported was in accordance
with 49-CFR-part 40
- The name
of the individual for whom the test results are being
reported.
- The type
of test indicated on the custody and control form
(i.e. random, post-accident, etc.)
- The date
and location of the test collection.
- The identities
of the persons or entities performing the collection,
analysis of the specimen and serving as the MRO for
the specific test.
- Itemization
of the tests performed; even if all negative.
- The confirmed
and verified results of each positive test - and the
identification of those illegal substances for which
the test is positive.... wherein the term "confirmed"
indicates that the laboratory has confirmed the positive
test using GC/MS studies... and wherein the term "verified"
means that the MRO has verified that the test truly
indicates unauthorized use of the substances, using
procedures defined in 49-CFR- part 40.
- If any QUANTITATIVE
RESULTS are given in the laboratory report,
employer is not authorized to receive such quantitative
results and they should NOT
BE TRANSMITTED BY THE MRO TO THE EMPLOYER!
(Except in the case of contested results or litigation
etc.)
REPORTING
OF RESULTS BY MRO TO EMPLOYER
FOR SPLIT ("BOTTLE B")
SPECIMENS Note
that "Laboratory B" is expected to carry out "Validity
Studies" on a "Bottle B Referral" just as they would on
a primary specimen.
NOTE
NEW LAYOUT OF STEP 7 OF COPY 3 OF CCF.
Copy
3, is the copy designated for reporting BOTTLE B, the
"split specimen." The MRO reports the results to the Employer
using "Step 8" of Copy 3 of the Chain of Custody form.
Chain of custody forms will be printed so as to show the
following "check box" options in Step 8 of Copy 3... as
well as a remarks field. If results are displayed or transmitted
by means other than the CCF, all of the reporting data
must be displayed.
Result
Check Boxes will be: Reconfirmed, Failed to
reconfirm - Both Tests Canceled, and Test not performed
- Both tests cancelled.
Drug(s)
or Metabolite(s) Check boxes
are: Amphetamines, Cocaine, Marijuana, Opiates and PCP
NOMENCLATURE AND MECHANICS
OF REPORTING
FOR
SPLIT SPECIMEN ("BOTTLE B")
Using the check
boxes and "Remarks" blank in Step 8 copy 3 of the CCF,
the MRO will forward test results to the Employer
as one of the following options:
| RESULTS
CHECK BOX |
DRUG
CHECK BOX |
REMARKS
FIELD: |
| 1.
Reconfirmed |
Name of
Drug |
|
2.
Failed to Reconfirm
Both Tests Canceled
* |
Name of
Drug |
Drug/metabolite
not detected |
3.
Failed to Reconfirm
"Both Tests Canceled"
is lined out! |
Name of
Drug |
Specimen
Adulterated: Refusal to test** |
4.
Failed to Reconfirm
"Both Tests Canceled"
is lined out! |
Name of
Drug |
Specimen
Substituted: Refusal to test** |
5.
Test Not Performed
Both Tests Canceled
*** |
|
Explain
why test could not be performed.*** |
*
Using the "Split Specimen Cancelation report" the MRO
shall inform the Office of Drug and Alcohol Compliance
of the failure to reconfirm.
** "Refusal
to test" becomes the "final single result" for both
primary and split specimen testing.
*** MRO orders
immediate collection of another specimen [without advance
warning] Also, using the "Split Specimen Cancelation
Report, the MRO shall inform the Office of Drug and
Alcohol Compliance of the test not performed.
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